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Friday 16 June 2017

Shipping industry: insights on market structure, and curbing carbon emissions

The market structure is the competitive landscape of a market as characterised by the number of buyers, number of sellers, level of control on information, uniqueness of services, government interference and ease of entry and exit (Tiecke, 2011). The main types of market structures are perfect competition, monopoly, oligopoly and monopolistic competition. The extreme ends in these types of market structure are perfect competition and monopoly. Perfect competition is characterised by numerous sellers and buyers and market forces of demand and supply are solely responsible for determining the price of commodities (Cowling and Waterson, 2003). However, in monopolies, the supplier is able to wield immense power in determining price. These and other elements of market structure have been used in this paper in comparing the market structures for crude oil tanker shipping and container liner shipping sectors.

Crude oil tankers transport unrefined oil from extraction points to refinery points. They are ideal for bulk transportation for liquid cargo. The market structure applicable to this sector is perfect competition (Lun, et al., 2013). In perfect competition, the market players wield no power to influence pricing and the forces of supply and demand play an important role. Provision of identical products and services reduces competitive edge for individual industry players hence further reducing their influence on pricing. The other characteristic of perfect competition structures is the availability of information (Mackenrodt, Gallego and Enchelmaier, 2008). Information is readily available in perfect competition as opposed to restricted access to information in monopolies and oligopolies. The entry and exit barriers should also be relatively low. An analysis of the tanker market done below confirms that it is a perfect competition.

The ship owners that use tankers provide identical services when they take crude oil and deliver it to refinery points. The carriers are the sellers while the shippers are the buyers. The two groups collectively determine price and capacity. Since the 1990s, demand for shipping services have more than doubled hence significantly increasing the prices of shipment (Lun et al, 2013). The information about prices that are charged for freight services is readily available. The customers can directly contact the shippers and make their budgetary provisions with certainty. This reduces the role of brokers and other intermediaries and customers are therefore able to evaluate the competitiveness of the offers made without inhibition. The cost of acquiring a ship is very high. However, it is not difficult as there is a vibrant market for ship building and resale of second hand ships. Besides, the cost of exit is lowered by the ease of disposal of the ships (Yeongsok, Keunjon and Jungsoo, 2012). These characteristics affirm the fact that this sector can be categorised as a perfect competition.

The entry and exit barriers are directly related to the existence of other related markets within the industry. There are four markets in the industry which can be categorised into real and auxiliary markets. Real markets directly impact the existence of the industry and it includes new ship building and the scrapping market (Hennig et al., 2011). The new ship building market has the ship builders as the sellers with industry players as the buyers. The scrapping market on the other hand is concerned with the disposal of used ships. It lowers the cost of exit as well as providing an avenue through which carriers can responsibly dispose of old ships. The auxiliary markets on the other hand include second-hand markets where the current industry players sell their used ships in order to invest in purchasing new ones.

The status of the sector as a perfect competition is however under threat. The prospect of major oil companies taking control of the distribution process while there has been a trend to consolidate shipping services (Global Overview: India Bulk Shipping, 2012). The predicted emergence of giant industry players that can control significant market shares could threaten the existence of perfect competition in the sector.

The liner shipping industry is part of the ocean shipping sector that specialises in providing scheduled cargo transport services and the ships operate on specified fixed routes (Gao and Yoshida, 2013). There are numerous players in this industry. However, the largest four players control over 40% of the market. This means that the largest players can collude to influence freight charges quite effectively. The schedule for the market shares is as contained in the figures shown below:




The liner shipping industry can be categorised under the oligopoly market structure. Under this kind of market structure, a few players in the market have a very high market share. They are therefore able to work together to impose prices on the market. Focus of players in markets with such a market structure is on consolidation and formation of strategic alliances in order to increase their market share in the market (Sys, 2009; Yeong-seok, 2013). The consolidation also gives them an advantage in controlling the distribution and marketing competencies. As competition intensifies, the dominant market players engage in acquisition of other smaller players in order to boost their market share.

The buyers in oligopolistic markets tend to have low bargaining power with the dominant sellers exerting their influence. The buyers are shippers who need their goods shipped to various locations. These are often numerous and small scale (Kjeldsen, 2009). There are also a significant number of large exporters such as large corporations. These tend to use their ability to transact in large volumes to bargain for more favourable prices while also binding the liner shipping industry players into long term contracts.

The other element of oligopolistic market is reduced threat of entry. While the barriers to entry may not be imposed by law as is the case with monopolies, the presence of large industry players increases this threat (Grama, 2012). Such dominant players tend to have large market shares which they actively shield through marketing and other business strategies. There is also the question of cost. New entrants need a huge capital outlay that may be difficult to afford. Besides, there may also be issues with acquiring expert employees who are capable of running an organisation in the industry. The larger players are on the other hand keen to actualise in cost leadership and this makes it difficult for entrants to survive in view of the fact that they may need to price highly to recoup their initial investments.

Oligopolies can be further categorised into 2: symmetric and asymmetric. Symmetric oligopolies are characterised by dominant market players having an almost identical market share while asymmetric ones are characterised by one player being dominant (Tiecke, 2011). This market is symmetric. Oligopolies can also be characterised by the nature of collusion that is common among the members. Collusion can either be formal or informal. Formal collusions take place through conferences convened at the industry level where standard charges and operational practices are agreed upon (Tiecke, 2011). This is quite among the industry players (Shintani, Konings and Imai, 2012). Tacit collusion on the other hand includes agreements geared at making operations more efficient. These are also quite common and are often at the centre stage of moves to drive consolidation within the industry.

The crude oil tanker shipping and the container liner shipping are different in view of the fact that they can be categorised under perfect competition and oligopoly respectively. The categorisation of these market structures can be summarised in the table below alongside the main elements that characterise market structures.
Crude Oil Tanker Shipping Versus Container Liner Shipping
Factors
Crude Oil Tanker Shipping
Container Liner Shipping
Overall market structure
- Perfect competition
- Oligopoly
Dominance of main players
- Main players do not have a controlling share of the market
- The first five players control over 40% of the market
Information control
- Information is freely accessible
- Main shippers can easily contact carriers without intermediaries
- Due to diversity of rules and procedures for different cargo, information is not easily mastered by customers
- Logistics companies play an important role in linking the customers to the carriers
Buyer power
- Customers are many with little power to impose prices. They however have moderate power due to the presence of large shippers who could take control of their distribution functions
- Customers are numerous. They are likewise not in a position to impose prices. However, they are sensitive to price and service quality and can shift shippers from time to time
Threat of entry and exit
- Ease of entry is high. Even though capital outlay required is high, the market is fragmented and customers can easily be captured
- Ease of entry is low.  The capital outlay is high. Dominant players erect barriers that are difficult to overcome.

From the presentation above, the crude oil tanker shipping is a perfect competition while the container liner shipping is an oligopoly. Future trends are likely to see crude oil tanker shipping lose its perfect monopoly status as players begin to seek consolidation. The container liner shipping is on the other hand likely to become an even tighter oligopoly.

The question of sustainability is one that is often in conflict with the profitability goals of the organisation. With a world economy that has just emerged from a recession, the costs of operation have become the centre of focus for players in the global shipping industry. Grama (2012) explains how the global recession has had on the liner shipping industry starting with an evaluation of the impact it has on freight charges and the profitability of the organisations. This article places the question of costs at the centre of the considerations made by the organisation. It reiterates the position of Dinwoodie (2012) which is that industry players only consider the question of sustainability after profitability and the need to cut costs. This is also the view taken by Wang (2010) whose article highlight the cost of reduction of Greenhouse gas emissions.

Wang (2010) discusses the cost of sustainability and the tools embraced by the governments and industry players to help in reducing the level of carbon emissions. Among the tools mentioned are Emission Levy, Energy Efficiency Operational Index, and Emission Trading System (ETS). He points out that these tools increase the cost of conservation and observes the fact that by the time the industry is able to cut down emissions by 25%, the efforts will not be economically sustainable (Wang, 2010).  Tzannatos (2010) on the other hand adopts a balanced view where he analyses the costs and benefits of cutting carbon emissions. He emphasises the need for players in the industry to embrace measures to reduce carbon emissions holding that the industry is among the major contributors to environmental degradation. He draws reference from international convention for the reduction of pollution by ships and cites the fact that sustainability is imperative if the industry is to play its part in conserving the environment. Citing Greece as an example, Tzannatos (2010) emphasises the fact that conservation is imperative as it is the only way through which quality of life can be assured for the 98% of the population that lives within 100km distance from the water bodies.
Fuel consumption is among the considerations made by Dinwoodie (2012). He observes the fact that conservation and cost cutting goals can be achieved concurrently as ships can reduce fuel consumption by regulating the speed of the ships while in transit. While acknowledging its importance, Dinwoodie appreciates the fact that conservation is not the main consideration made by industry practitioners and that they tend to adopt it as one of the minor strategies. On the opposite side of the argument, Tsioumani (2008) showcases the grave importance of the sustainability agenda by explaining the initiatives taken to push for conservation at the global level. This importance is reiterated by Nast (2013) who acknowledges that global climate change is a threatening phenomenon that needs to be tackled by all players including the shipping industry. He proposes a raft of solutions which include enhanced controls on emissions and improved engine manufacturing technology.

In conclusion, it is clear that there are mixed views on the prioritisation of the conservation agenda. This implies that the challenge of conservation could be related to lack of interest in the industry. The research issue is therefore to diagnose the level of interest in conservation and measures that can be taken to improve it.

The research question should be: how can the level of interest in conservation be improved within the shipping industry? An analysis of the issue above indicates that the shipping industry players tend to ignore the need for conservation and only engage in it as a means to cut costs. This attitude could hamper efforts to achieve greater conservation as there may be times when meaningful conservation calls for the industry players to be willing to sacrifice some of their profits for the good of the society. Relegating conservation to a rank behind saving costs and saving fuel means that it can always be foregone when the higher priorities are not achieved.

The objective would be to establish measures that can be taken to improve the levels of interest in conservation. It is important to appreciate that there are many legal provisions and laws that compel organisations to be responsible in their operations to conserve the environment. However, the law only stipulates the minimum measures realisable. Generating high levels of interest in conservation is likely to lead to creative solutions being generated that would ensure that carbon emissions are maintained at their minimum. It will also explore the perceptions of shippers on what more needs to be done by government and other agencies in facilitating conservation.

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In seeking to demystify the attitudes towards conservation, it is important to appreciate the fact that business organisations exist primarily for purposes of making profits and creating wealth for the shareholders (Wang, 2010). It is also important to note that businesses are in competition with each other for customers, employees and investors. This means that the organisation that has a higher profitability is likely to remain competitive due to its ability to attract talented employees and investors. In many cases, conservation comes as a cost. For instance, trading in carbon credits is a direct cost. The benefits are on the other hand not obvious as they benefit the entire society almost equally. It is even more difficult where it emerges that only few are willing to make the sacrifice while their efforts to conserve the environment are reversed by players who may not have much regard for the environment (Tzannatos, 2010). These considerations lead to the need for business to transform the conservation agenda into a source of advantage for the organisation.

The agenda to reduce the level of carbon emissions ought to motivate the organisations to review their approaches to operations very significantly. Even though it may be desirable that the organisation is willing to forfeit some of its profits to advance the conservation agenda, this sacrifice may not always be necessary (Nast, 2013). The organisation may only need to be proactive in managing its operation approaches and also seek for technological solutions. One of the ways that have been proposed in efforts to reduce emissions is through the adoption of appropriate technologies. Making use of better engine combustion systems can greatly enhance the efficiency of fuel consumption. Other measures could include consolidation of vessel business to ensure that shipments are large and that smaller ships that make numerous unnecessary trips are removed from the seas.

There is also need to link conservation efforts to customer perceptions. Customers are believed to strongly value conservation especially in light of the emerging threat to global climate (Nast, 2013). They are therefore likely to perceive organisations that are keen to conserve the environment very positively. Where this is undertaken as a supply chain, the organisations within the supply chain can claim to be part of an initiative and use the synergy to be more appealing to the market. Objective measures could also be established by independent bodies to rank organisations according to their level of achievement in conserving the environment. The market can then be sensitized to purchase more from the organisations under the group.

The conceptual framework for the research can therefore be summarised as in the table below:
Independent variables
Dependent variable
Overall reduction of cost
Effective contribution to the reduction of carbon emissions

Improvement of technology and equipment quality
Generation of good brand image as green company
Greater cooperation along the supply chain

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