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Tuesday, 6 June 2017

Commercial contracts and the court of jurisdiction position

The first question that needs to be answered is whether a valid contract exists between Mr. Smith and ABC Company. This will determine whether he has a legal right to institute legal action against the company.

Contracts are legally enforceable agreements between two or more parties and they comprise of 7 elements that must be present before such contracts can be found to be valid. Firstly, there needs to be an offer and acceptance[1]. The offer in this case is made by ABC which offers to sell a digital camera to interested parties at a special price of £500. The offer is accompanied by conditions such as terms of sale and specification of court of jurisdiction. These imply that acceptance would have two elements: provision of the mentioned amount as well as agreeing to the terms of sale specified. The agreement was to be done by choosing the ‘agree’ button; hence the implication that the acceptance was non-conditional. Non-conditionality of acceptance is crucial in the formation of valid contracts as proposal of any alternative terms amounts to a counter-offer. Offer acceptance by clicking on the ‘I agree’ button is recognised in article 25.2 of Brussels Regulation (EU1215/2012); hence there was offer and acceptance[2]. This form of acceptance leaves the offeree with no option but to either agree or fail to agree. It contains no room for a counter-offer. Under many negotiated contracts, the offeree could propose alternative terms of the agreement and this often constitutes a counter offer. In Mr. Smith’s case, acceptance was outright hence constituted a valid acceptance.

Free consent in contracts implies the need for both parties to enter into a contract voluntarily with no form of coercion or enticement[3]. This provision is designed to protect victims of coercion or fraud from entering into legally binding contracts. For instance, where a company prospecting for investors fails to disclose material information about their financial liabilities hence painting the picture of a financially sound company to push the stock prices up, the investors would have the right to withdraw from their obligations citing lack of free consent. Any evidence of someone having entered into a contract by coercion invalidates such a contract. In this case, Mr. Smith appears to have entered into the contract voluntarily hence it’s valid. The intention to create legal obligations is also an important feature of contracts which differentiates contracts from domestic and gentlemen’s agreements[4]. It is the intention by both parties to be held to account to ensure that they play their role under the contract. This can be presumed by reflecting on two elements. Firstly, this is clearly a commercial contract and commercial contracts are by nature legal contracts. Secondly, the court of jurisdiction clause is an indicator that a legal relation exists; including the possibility that disagreements could arise which warrant the intervention of courts of law.

Valid contracts must also be formed by parties who have a legal capacity to enter into contracts[5]. ABC is a legal person and therefore has a legal capacity to enter into a legal contract. Mr. Smith is presumably a natural person of sound mind (unless otherwise proven) and therefore has the capacity to enter into a binding contract. This condition has been satisfied. The object of the contract also needs to be lawful in the sense that a contract must be based on transactions or obligations that are lawful[6]. Contracts whose object is unlawful such as drug trafficking or other illegal activities cannot be enforced. An example is the case of Partridge v Crittenden (1968) where the defendant advertised for the sale of bramble finches; one of the species of birds protected under the law[7]. Even though the appeal court ruled that an advertisement was not a valid offer hence finding in favour of the defendant, the sale of such birds would be illegal and any related contract termed as void. In this case, the contract is a sale of goods contract which is lawful in both Romania and the UK. The presence of a consideration is important to the validity of contracts. It is the material substance that is exchanged within the contract. In most sales agreements, the consideration is the price of the product which is £500 in this case.

Before concluding on the position of Mr. Smith, it is important to critically analyse some of the arguments that could be advanced negating the existence of a valid contract. The first consideration was whether the ABC online advert was an offer or an invitation to treat. When critically reviewed, it may be arguable on whether there has been an offer and acceptance. This critical view can be advanced by reflecting on certain cases that sought to distinguish between an offer and an invitation to treat. It can be argued that advertisements are invitations to treat; not offers. This was the distinction made in Carlill v Carbolic Smoke Ball Co [1893] where the defendant had advertised that it would pay £100 to any person who contracted influenza after using their balls three times daily for three weeks[8]. After following the usage directions of the company for the three weeks, Mrs. Carlill contracted flu and sought to claim the reward. The question to be determined was whether the defendant’s advert constituted an offer making it mandatory for them to meet their obligations once a valid acceptance was made. The ruling in this case was that the advertisement constituted an invitation to treat and not an offer. This example can be used to rationalise whether ABC’s advertisements online constituted an offer or whether it was an invitation to treat by drawing parallels between the Carlill case and Mr. Smith’s case.

In Carlill v Carbolic Smoke Ball Co, the defendant made a blanket advertisement and since it is not possible to make an offer to the whole world, this was presumed to be an invitation to treat. In ABC Company’s case, the advertisement is online; basically making it accessible to millions of internet users. The same argument in the Carbolic case can be advanced to ABC where one can argue that it is impossible to make an offer to the whole world. But the ABC case has a distinction in that there is a consideration. Carbolic did not require the users of their balls to have purchased them hence there is no valid consideration. But in ABC’s case, there was a consideration. This can be interpreted to mean that the offer was a blanket offer but could be validly accepted by any person who was willing to send the consideration required. Besides, there was a clear intention to form a binding contract by the actions of ABC Company. This is evident in them displaying terms and conditions; including specification of the court of jurisdiction to be resorted to in case of a dispute. Secondly, the company accepted the money from Mr. Smith. There was an online payment system in place; implying that the company was ready to accept the consideration and be bound to deliver as promised. These distinctions mean that the Carbolic case cannot be used to inspire the finding that ABC had not made an actual offer. The Mr. Smith-ABC Company scenario has in place all the elements of a valid contract.

Considering that all the elements of the contract are present in this case, it can be concluded that a valid contract exists between Mr. Smith and ABC Company. ABC made an offer to sell a digital camera to any consumer who performed the following tasks: accepted the terms and conditions, and paid an amount of £500 to the company. By clicking on the ‘I agree’ button and sending a consideration of the price, Mr. Smith can be said to put in a valid acceptance of the offer made by the company. Other elements of a valid contract are also present as explained in the paragraphs above. The legal position of Mr. Smith is therefore that of a party to a contract who is aggrieved and legally entitled to remedies as provided for by law after the second party (ABC) has failed to meet its obligations under the said contract.

One of the main hurdles to Mr. Smith’s pursuit of justice would be the absence of the terms and conditions which he signed against prior to making the £500 payment. The company has pulled down the document which is no longer available for viewing or scrutiny. If Mr. Smith had printed a copy of the document beforehand or preserved it by saving it electronically, his copy would constitute a valid reference document; unless the defendant could prove that Mr. Smith was referring to a wrong document. But if no such record was preserved, Mr. Smith would need to start by obtaining court orders demanding that the company website administrators draw from their archives and produce the document as it was at the time Mr. Smith was signing on it. The absence of the terms and conditions is therefore not likely to be a significant problem as the documents were electronic and recoverable.
 
Article 3 of the EU Regulation No. 1215 of 2012 requires member states of the EU to recognise each other’s jurisdiction in matters related to civil disputes[9]. With this requirement, countries are expected to respect the rulings of courts from other EU member states even in cases where a substantive interpretation of the issues at hand would have been different in the given country. The implication of this rule is that a judgement can be entered in one country and be enforceable across all EU member states. This gives the parties to a contract the legal basis for executing international contracts. An international contract is one where the parties come from different countries and they present the contracting parties with a dilemma on which jurisdiction to subject themselves to in cases of contractual disputes[10]. When left open, the court of jurisdiction can be determined based on three criteria: the country where either of the parties is domiciled, the country where the contract is being executed, and the country where parties to the contract have mutually agreed as their reference for jurisdiction. The latter element applies to the contract between Mr. Smith and ABC Company.

The court of jurisdiction can either be provided explicitly or implicitly. Explicit expression is where it is stated directly which jurisdiction or courts the parties will use in case of dispute[11]. The parties to the contract can choose the jurisdiction where either is domiciled or they could select a different country that they are all comfortable with. The court of jurisdiction is selected for a number of purposes. Firstly, it introduces some sense of certainty about how the contract terms will be interpreted and how it will be enforced[12]. This reduces the risk of contractual parties being uncertain on how the contract is to be implemented or interpreted. The second reason which justifies explicit choice of jurisdiction is the enforceability of the court rulings. Even though the EU recognises the rulings of courts in member countries, enforcement tends to be easiest in the same jurisdiction as the one in which the ruling was made. For instance, a ruling by a court in England is likely to be easier to enforce within the UK than in Germany. This is due to the difficulties arising from cross-border challenges in recognition and enforcement of laws originating outside a given country. Even when not expressly stated, the country of jurisdiction could be implied by the terms of the contract.

Where not directly stated, the choice of court of jurisdiction could vary where two criteria could be used[13]. The first criteria would be the choice of country of domicile for either party. Since ABC is based in Romania and Mr Smith based in the UK, the choice would be between the UK and the Romanian courts. The area of execution of a contract could also determine choice of the law to be applied. For instance, if a UK organisation partnered with an American organisation to execute some business operations in China, the choice of court of jurisdiction would be UK, USA or China with the latter being relevant by virtue of being the location of execution of the contract. Given the flexibility and uncertainty surrounding these jurisdictions in terms of procedures and laws applicable, it becomes prudent for the contracting parties to include court of jurisdiction clauses. The other aspect of the court of jurisdiction clause is that by may not be exclusive.

Where the clause is exclusive, the parties to a contract are bound to resolve any disputes in the specified jurisdiction[14]. This is irrespective of the circumstances of the case. But where the choice is not exclusive, the parties could opt to use a different jurisdiction in spite of it not being the one stated in the contract. This lack of exclusiveness in the provision tends to create disputes on whether either party to a contract should insist on the stated jurisdiction or allow to the proceedings to be carried out in the alternative jurisdiction[15]. Cases where such conflicts arise would therefore often start with a protracted dispute on the jurisdiction of the court before the substantive dispute can be heard and determined.

A party to the contract may seek to challenge the choice of court of jurisdiction if they believe that it unfairly protects the rights of one party against the interest of other parties[16]. In the case of Mr. Smith, the ABC Company is seen to have already determined that the jurisdiction of choice would be Romania. The other parties to the contract are restricted to either agree or reject the offer entirely. The fact that this is spelt out as a condition of the contract means that the interpretation is clear. Mr. Smith would have few options but to subject himself to the Romanian jurisdiction in seeking remedy for breach of contract by ABC Company.

In the event that Mr. Smith opts to seek action in an English court, the defendant (ABC Company) would have the right to demand a stay of proceedings until the court can determine whether it has the jurisdiction to preside over the dispute. Mr. Smith may have the option of invoking some of the factors that can be used to limit the applicability of the exclusive jurisdiction clause. One of this is in the event that subjecting oneself to a different court’s jurisdiction substantially erodes the rights of a consumer[17]. For instance, for a UK citizen to institute legal proceedings in Romania, this would constitute incurring high costs in terms of getting legal representation or even making trips to attend court proceedings. These factors could be used to argue to convince an English court to nullify the express court of jurisdiction clause. However, the general practice is that courts within EU member states tend to respect the exclusive jurisdiction clause; hence this is expected to apply. Mr. Smith would therefore need to file for remedies in a Romanian court in spite of him being in the UK.

It is important to be explicit on which laws are to be used to resolve disputes in an international contract. This is due to the question of conflict of laws. Depending on the explicit legal provisions or the legal culture of a given country, a party to a contract could be at an advantage or a disadvantage depending on the circumstances of a case[18]. Parties to a contract will often select the jurisdiction that provides it with the most favourable outcomes in case of a dispute; and this is what the disadvantaged party may use to dispute the validity of the court of jurisdiction clause in such contracts. An example of conflict of laws can be drawn from France and Romania where the Romanian law allows only for 7 days within which a party can revoke a contract before they are bound to their contractual obligation as opposed to the French law where one has 10days[19]. A party who exercises this right on day 9 would therefore want the matter to be litigated in France while the aggrieved party would want to apply the Romanian law.

Recognising the potential conflict of these scenarios, the EU has sought to create a set of common laws that can be applied by member states starting with the 1980 EU Regulations known as Rome I[20]. A subsequent revision was in 2008 in regulation 593/2008 which came into effect in the EU in December 2009. One of the provisions is the freedom of choice on which law is to be applied in resolving any disputes arising from an international contract[21]. The parties to the contract can therefore make a choice and this choice must be respected unless there is a valid cause for a given court to void the choice made. In this case, Mr Smith consented to the condition which has a choice of Romanian jurisdiction. The presumption is that the court would apply the domestic law in the country in which it operations, hence the laws of Romania would apply in interpreting the contract.

The ‘caveat emptor’ or buyer beware provision requires the buyer to apprise themselves with circumstances surrounding the purchase of a given product[22]. In this case, the presence of an exclusive provision that the Romanian jurisdiction would be applicable ought to have prompted Mr Smith to apprise himself with the relevant law and determine whether or not he would be at a disadvantage if a dispute arose. The presumption is that by the time of signing the contract (by clicking on the ‘I agree’ button), he’d have been comfortable with the Romanian law being used to resolve any dispute.

This brings the question on whether the findings of the court of Romania would be enforceable even if there was a conflict in the explicit legal provisions. To begin with, the English common law tends to be the basis for contract laws in most jurisdictions[23]. This means that there is unlikely to be any major conflicts in terms of the legal provisions. For instance, the Romanian law outlines the same seven elements of a valid contract as the common law with differences being very slight with reference to interpretation. But even if there were any major differences in the substantive law being applied, the UK would be obligated to enforce the judgement of the Romanian court.

In enforcing the findings of a foreign court, the EU regulations 1215/2012 require that the EU member states apply all measures necessary under their local laws[24]. The foreign court’s judgement is not to be subjected to a further to the implementer’s laws unless it translates into a serious breach of public interests or the rights of the individuals. In this case, it is unlikely that the situation of Mr Smith would be seriously comprised given that the law of contract tends to be quite similar across the EU. Secondly, Mr Smith voluntarily subjected himself to the jurisdiction of the Romanian law. The Romanian law is therefore likely to apply in any legal proceeding instituted by Mr Smith.

From the discussions above, the following conclusions can be made. Firstly, there is a valid contract between Mr Smith and the ABC Company. Even though certain arguments could be raised on whether the online advertisement constituted a valid offer, the critical perspectives evaluated in this paper shows that a valid contract does exist between the two parties. Mr Smith is therefore a party to a valid contract and is entitled to remedial action after the ABC Company failed to meet its obligations under the contract.

Secondly, there is an explicit provision in the contract that the contract is subject to the jurisdiction of the court of Bucharest (Romania).  Given that both parties have willingly consented to this (by virtue of Mr Smith agreeing to the contract terms unconditionally), any subsequent disputes would have to be sought under the mentioned courts. Mr Smith could have an option of challenging the express court of jurisdiction clause if he could demonstrate that being subjected to such jurisdiction could substantially impede on their rights and interests as a UK citizen. However, any case filed in a UK court would have to be subjected to a process of determination of the legal authority of the UK court in presiding over the dispute.

Thirdly, the law applicable would be the Romanian law. Courts are allowed to apply their domestic laws in resolving disputes and their rulings are bound to be respected even in countries where there are substantive conflicts in the legal provisions. This is in line with the article 3 of Rome I resolutions.



ALFEREZ, FRANCISCO J. GARCIMARTIN, ‘The Rome I regulation: exceptions to the rule on consumer contracts and financial instruments’, Journal of Private International Law, 5/1 (2009), 85-104
Carlill v Carbolic Smoke Ball Company [1892] EWCA Civ 1; [1893] QB 256, [1892] EWCA Civ 1, [1893] 1 QB 256
CUC, VLAD, ‘Contracts in Romania’, (Web document) (2016) Enescu & Cu (Web page) (2016) <http://www.romanianlawoffice.com/contracts-agreements-romania.htm>, accessed 4 April 2016
EUROPEAN COMMISSION EC, ‘REGULATION (EU) No 1215/2012 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 12 December 2012 on jurisdiction and the recognition and enforcement of judgments in civil and commercial matters’, EUR-LEX, (Web page) (2016) <http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32012R1215>, accessed 4 April 2016
GARNETT, RICHARD, ‘"Jurisdiction Clauses since Akai" [2013] UMelbLRS 6’, University of Melbourne Law School Research Series, (Web page) (2016) <http://www.austlii.edu.au/au/journals/UMelbLRS/2013/6.html>, accessed 4 April 2016
GHADGE, N, ‘E-CONTRACT LAWS WITH CONTRACTUAL FORMATION & CHALLENGES’, International Journal of Trade & Global Business Perspectives, 3/3 (2014), 1183-1187
HAWTHORNE, LUANDA , ‘Contract law- a Déluge of norms in search of principles: the common European sales law and the South African Consumer Protection Act’, Studia Universitatis Babes-Bolyai. Serie: Iurisprudentia, 68/1 (2013), 59-90
JALIL, ABDUL, ‘Clarification of rules of acceptance in making business contracts’, Journal of Politics and Law, 4/1 (2011), 109-123
Mauritius Commercial Bank Ltd v Hestia Holdings Ltd and Another [2013] EWHC 1328
OPREA, ALINA, ‘Article 3 § 4 of Rome I regulation on the law applicable to contractual obligations and contracts for community’, Studia Universitatis Babes-Bolyai. Serie: Iurisprudentia, 65/3 (2010), 3-14
Partridge v Crittenden (1968) 2 All ER 421
SCHWARTZ, JULIA K., ‘"Super contracts": invoking aiding-and-abetting jurisdiction to hold foreign nonparties in contempt of court’, University of Chicago Law Review, 80/4 (2013), 1961-2004
SFERLE, ADRIANA, ‘A Comparative Study of Legal Terminologies in French and Romanian. The Translation of International Contract Law Terminologies’, Studii de Stiinta si Cultura, VIII(2 /29) (2012), 69-80
SMITH, HERBERT, ‘England and Wales: The jurisdiction of choice The Law Society of England and Wales’, (Web page) (2014) <http://www.eversheds.com/documents/LawSocietyEnglandAndWalesJurisdictionOfChoice.pdf>, accessed 4 April 2016
SMITH, HERBERT, ‘Jurisdiction clauses: the need to be clear’, (Web page) (2012) <http://www.herbertsmithfreehills.com/-/media/HS/SIBAJ3005124.pdf>, accessed 4 April 2016
SPÎRCHEZ, GEORGETA-BIANCA, ‘The valid conclusion of the compromise/transaction contract: special rules’, Juridical tribune journal, 2/2 (2012), 172-185
SUSSMAN, EDNA and KUMMER, VICTORIA, ‘Drafting the Arbitration Clause: A Primer on the Opportunities and the Pitfalls’, Dispute Resolution Journal, 67/1 (2012), 30-38
TANG, ZHENG, ‘Effectiveness of exclusive jurisdiction clauses in the Chinese courts: a pragmatic study’, International and comparative law quarterly, 61/2 (2012), 459-484
THE EUROPEAN COMMISSION ROMANIA, ‘The law of cross-border contracts’, (Web document) (2016) <http://www.eccromania.ro/media/pdf/11.Applicable_Law_Crossborder_Contracts.pdf>, accessed 4 April 2016




[1] Luanda               Hawthorne, ‘Contract law- a Déluge of norms in search of principles: the common European sales law and the South African Consumer Protection Act’, Studia Universitatis Babes-Bolyai. Serie: Iurisprudentia, 68/1 (2013), 60.
[2] European Commission EC, ‘REGULATION (EU) No 1215/2012 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 12 December 2012 on jurisdiction and the recognition and enforcement of judgments in civil and commercial matters’, EUR-LEX, (Web page) (2016) <http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32012R1215>, accessed 4 April 2016.
[3] Edna Sussman and Victoria Kummer, ‘Drafting the Arbitration Clause: A Primer on the Opportunities and the Pitfalls’, Dispute Resolution Journal, 67/1 (2012), 32.
[4] Ibid.
[5] Georgeta-Bianca Spîrchez , ‘The valid conclusion of the compromise/transaction contract: special rules’, Juridical tribune journal, 2/2 (2012), 173.
[6] Adriana Sferle, ‘A Comparative Study of Legal Terminologies in French and Romanian. The Translation of International Contract Law Terminologies’, Studii de Stiinta si Cultura, VIII(2 /29) (2012), 72.
[7] Partridge v Crittenden (1968) 2 All ER 421.
[8] Carlill v Carbolic Smoke Ball Company [1892] EWCA Civ 1; [1893] QB 256, [1892] EWCA Civ 1, [1893] 1 QB 256.
[9] Richard Garnett, ‘"Jurisdiction Clauses since Akai" [2013] UMelbLRS 6’, University of Melbourne Law School Research Series, (Web page) (2016) <http://www.austlii.edu.au/au/journals/UMelbLRS/2013/6.html>, accessed 4 April 2016.
[10] Luanda             Hawthorne, ‘Contract law- a Déluge of norms in search of principles: the common European sales law and the South African Consumer Protection Act’, Studia Universitatis Babes-Bolyai. Serie: Iurisprudentia, 68/1 (2013), 89.
[11] Abdul Jalil, ‘Clarification of rules of acceptance in making business contracts’, Journal of Politics and Law, 4/1 (2011), 117.
[12] Richard Garnett, ‘"Jurisdiction Clauses since Akai" [2013] UMelbLRS 6’, University of Melbourne Law School Research Series, (Web page) (2016) <http://www.austlii.edu.au/au/journals/UMelbLRS/2013/6.html>, accessed 4 April 2016.
[13] N Ghadge, ‘E-CONTRACT LAWS WITH CONTRACTUAL FORMATION & CHALLENGES’, International Journal of Trade & Global Business Perspectives, 3/3 (2014), 1183-1187.
[14] Zheng Tang, ‘Effectiveness of exclusive jurisdiction clauses in the Chinese courts: a pragmatic study’, International and comparative law quarterly, 61/2 (2012), 459-484.
[15] Ibid.
[16] Ibid.
[17] Julia K. Schwartz, ‘"Super contracts": invoking aiding-and-abetting jurisdiction to hold foreign nonparties in contempt of court’, University of Chicago Law Review, 80/4 (2013), 1961-2004.
[18] Alina Oprea, ‘Article 3 § 4 of Rome I regulation on the law applicable to contractual obligations and contracts for community’, Studia Universitatis Babes-Bolyai. Serie: Iurisprudentia, 65/3 (2010), 3-14.
[19][19] Adriana Sferle, ‘A Comparative Study of Legal Terminologies in French and Romanian. The Translation of International Contract Law Terminologies’, Studii de Stiinta si Cultura, VIII(2 /29) (2012), 69-80.
[20] Francisco J. Garcimartin Alferez, ‘The Rome I regulation: exceptions to the rule on consumer contracts and financial instruments’, Journal of Private International Law, 5/1 (2009), 85-104.
[21] Ibid.
[22] Vlad Cuc, ‘Contracts in Romania’, (Web document) (2016) Enescu & Cu (Web page) (2016) <http://www.romanianlawoffice.com/contracts-agreements-romania.htm>, accessed 4 April 2016.
[23] Ibid.
[24] Herbert Smith, ‘England and Wales: The jurisdiction of choice The Law Society of England and Wales’, (Web page) (2014) <http://www.eversheds.com/documents/LawSocietyEnglandAndWalesJurisdictionOfChoice.pdf>, accessed 4 April 2016.

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